As a member of the River Wealth team, Chuck oversees the firm’s day to day operations and ensures compliance with the ever-changing regulations of the securities industry. He manages the firm’s compliance programs, regulatory communications and security functions.
Starting his career in the financial services industry in 2001, he brings vast knowledge of the industry through his experience and exposure to different types of financial services firms. His experience provides an understanding of a firm’s compliance and operational needs.
He attended Penn State University, served in the United States Marine Corp and holds the Series 66 (the NASAA Uniform Combined State Law Examination) license. In his free time, Chuck enjoys running and spending time with his wife and daughter.
Individuals who hold the Chartered Retirement Planning Counselor (CRPC®) designation have completed a course of study encompassing pre-and post-retirement needs, asset management, estate planning and the entire retirement planning process using models and techniques from real client situations. The program is designed for approximately 120-150 hours of self-study. The program is self-paced and must be completed within one year from enrollment.